Compliance, Risk & Ethics

The Office of Compliance and Ethics is committed to fostering a culture of integrity, accountability, and ethical decision-making across Appalachian State University. Through collaborative partnerships, guidance, education, and oversight, the office supports the university community in meeting regulatory and policy obligations while promoting responsible conduct, continuous improvement, and the highest standards of ethical practice.

The Office of Compliance and Ethics, managed by the Chief Compliance and Ethics Officer (CCEO), includes three units: Compliance and Ethics Program, Enterprise Risk Management and Athletics Compliance.

Two students walk past Belk Library on Appalachian State University’s campus during autumn.

Compliance and Ethics Program

The Compliance and Ethics Program establishes a framework to promote awareness of, and adherence to, applicable laws, regulations, and university policies. Through education, guidance, and partnerships, the program supports ethical conduct and strengthens a culture of compliance across Appalachian State University.

Yellow black-eyed Susans bloom beside a campus building and walkway at Appalachian State University.

Enterprise Risk Management

The Office of Enterprise Risk Management oversees and facilitates the university’s risk management strategies to protect and enhance Appalachian State’s value. This includes managing the university’s property and casualty programs, producing risk assessments, and collaborating with risk owners to identify innovative ways to manage everyday risk.

Crowd at a packed Appalachian State football game waving yellow spirit sticks beneath stadium lights.

Athletics Compliance

The Athletics Compliance Office coordinates, monitors, and verifies compliance with NCAA, Sun Belt Conference, and university rules, regulations, and policies. The office promotes a culture of compliance, accountability, and student-athlete well-being.

Staff

Brad Boswell

Brad Boswell, Chief Compliance and Ethics Officer

boswellbt@appstate.edu

Brad Boswell serves as Appalachian State University’s chief compliance and ethics officer, a role he assumed in 2024. He leads the development and management of a comprehensive compliance and ethics program that includes Enterprise Risk Management and Athletics Compliance.

Alexandria Wilson

Alexandria Wilson, Assistant Director, Office of Compliance and Ethics

wilsonfannonal@appstate.edu

Alexandria “Ali” Wilson serves as Assistant Director of Compliance and Ethics at Appalachian State University, where she supports the development and advancement of the university’s comprehensive compliance and ethics program.